Oracle Fusion Cloud Risk Management: Using Financial Reporting Compliance

Oracle Risk Management Overview

• Course Objectives
• Course Schedule
• Lesson Objectives
• Oracle Fusion Cloud Enterprise Resource Planning
• Risk Management Overview
• What Is Financial Reporting Compliance?
• Use Case: How Financial Reporting Compliance and Advanced Controls Work Together
• Use Case: Financial Reporting Compliance and Advanced HCM Controls
• Oracle Help Center
• Cloud Application Services Pages
• Product Family Home Page
• Oracle Help Center’s Friendly Search
• The Risk Management Home Page
• Summary

Financial Reporting Compliance Overview and Configurations

• Objectives
• Financial Reporting Compliance Overview
• Components of Financial Reporting Compliance
• What Does It Mean To Be Eligible vs Authorized?
• Securing Records in Financial Reporting Compliance
• Security Assignments
• Additional Authorizations in Financial Reporting Compliance
• User Assignment Groups
• Create User Assignment Groups
• Edit Existing User Assignment Groups
• Mass Edit Security Assignment Tool
• State and Status of Financial Reporting Compliance Records
• Filtering Records in Financial Reporting Compliance Pages
• Duplicating Object Records
• Saving and Submitting Objects
• Reviewing and Approving Objects
• Worklists in Financial Reporting Compliance
• Email Alerts and Notifications
• Viewing Advanced Controls and Their Results
• What Can You See on an Advanced Controls Tab?
• Financial Reporting Compliance Configurations
• Risk Management’s Setup and Administration Area
• Assessment Activity Types
• Assessment Activity Definitions
• Assessment Result Response Codes
• Practice Overview: Viewing Assessment Configurations
• Perspectives Overview
• Lookups Overview
• Modifying Notice Activations
• Descriptive Flexfields Overview
• Summary

Creating and Managing Risks and Controls

• Objectives
• Risk and Control Object Overviews
• The Risks Work Area
• Statuses and States of Risks
• Creating a Risk
• Practice Overview: Creating a Risk
• The Controls Work Area
• Statuses and States of Controls
• Creating Controls
• Practice Overview: Creating a Control
• Summary

Creating and Managing Issues

• Objectives
• Issues Overview
• Issue Owners and Validators
• Issue Statuses
• Issue States in Open, In Remediation, or On Hold Status
• Issue States in Closed Status
• Creating an Issue From Within a Record
• Creating an Issue From the Issues Work Area
• Validating an Issue
• Practice Overview: Creating an Issue for Your Control
• Editing an Issue
• Closing an Issue
• Summary

Creating and Managing Assessments

• Objectives
• Assessments Overview
• Assessment Activity Types
• Assessment Batch Process Flow
• Impromptu Assessment Process Flow
• States of Assessments Batches and Records
• States of Assessments and Batches
• Working with Assessments
• Create or Edit an Assessment Template
• Practice Overview: Creating an Assessment Template
• Create or Edit an Assessment Plan
• Selecting Records in an Assessment Plan
• Selecting Perspectives in an Assessment Plan
• Practice Overview: Creating an Assessment Plan
• Initiating Assessment Batches
• Initiate an Assessment Batch: General and Attachments
• Initiate an Assessment Batch: Criteria Selection
• Initiate an Assessment Batch: Perspective Selection
• Initiate an Assessment Batch: Proposed Records to Be Assessed
• Initiate an Assessment Batch: Assessment Batch Security Assignment
• Initiate an Assessment Batch: Assessment Records Security Assignment
• Additional Considerations for Authorizing Assessment Actors
• Practice Overview: Initiating an Assessment Batch
• Impromptu Assessments
• Initiate an Impromptu Assessment
• Practice Overview: Initiating an Impromptu Assessment
• The Assessment Batches Page
• Sending Email Reminders
• Copying Assessment Batches
• Copy a Standard Assessment Batch
• Copy an Impromptu Batch
• Managing Assessment Batches
• Cancel an Individual Assessment
• My Assessments Page
• Completing Assessments
• Complete an Assessment: Introduction
• Complete an Assessment: Complete Survey
• Complete an Assessment: Complete Assessment
• Practice Overview: Completing an Assessment
• Reviewing and Approving Completed Assessments
• Viewing an Assessment’s Approval History
• Summary

Creating and Managing Surveys

• Objectives
• Surveys Overview
• Working with Surveys
• Survey Choice Sets
• Create or Edit a Survey Choice Set
• Survey Question Formats
• Defining Survey Questions
• Editing Survey Questions
• Previewing Survey Questions
• Developing Survey Templates
• Distributing Surveys
• Define and Secure a Stand-Alone Survey
• Managing Participant Lists
• Creating Participant Lists
• Working with Participant Lists
• Practice Overview: Creating a Participant List
• Practice Overview: Initiating a Stand-Alone Survey
• Managing the Survey Lifecycle
• States of Surveys
• Viewing Survey Results
• The View Responses Page: Summary Tab
• The View Responses Page: Details Tab
• Sending Email Reminders to Survey Participants
• Closing and Reopening Surveys
• Summary

Financial Compliance Reporting

• Objectives
• Financial Compliance Reporting Overview
• Financial Compliance Reporting Pages
• Schedule Financial Compliance Reports to Run Automatically
• Setting and Saving Result Report Parameters
• Viewing and Deleting Generated Reports
• Modifying or Canceling a Report’s Schedule
• Running and Viewing a Report On-Demand
• Sample Report: Risk Control Matrix Extract Report
• Sample Report: GRCM Control Details Report
• Practice Overview: Generating an On-Demand Report
• Summary